Legislation

1. Law no. 297/2004
   • regulates the establishment and operation of: markets in financial instruments and their specific activities and operations, intermediaries, undertakings for collective investment and issuers of securities. (Details)
2. Regulation no. 15/2004
   • sets the rules for the implementation of Law no. 297/2004 on the authorization and operation of asset management companies, undertakings for collective investment and depositories. (Details)
3. Regulation no. 9/2014
   • ammends Regulation 15/2004 with regard to the authorization and operation of the asset management companies and open-end funds (UCITS). (Details)
4. International sanctions
   • Regulation on compliance with the rules on the enforcement of international sanctions on the capital market. (Details)
5. Prevention and control of money laundering and terrorism financing
   • National Office for Prevention and Control of Money Laundering. (Details)
   • MONEYVAL Committee. (Details)
   • Financial Action Task Force (FAFT-GAFI). (Details)